We take care of compliance so you can focus on business.
A pragmatic and tech-enabled outsourced Risk & Compliance service that frees up precious business teams' time to focus on their day jobs.Book Office Hours Download Brochure
How CaaS can help your business?
Compliance is the act of keeping a promise; a promise you made when you were granted permission to undertake regulated activities by an oversight body like the Financial Conduct Authority (UK), Prudential Regulation Authority (UK), HMRC Treasury (UK), Information Commissioner's Office (UK), Monetary Authority of Singapore (SGP), Insurance Authority (HK).
These "regulatory promises" touch every aspect of a business and can be very costly to measure & monitor. The diagram shows how compliance activities are distributed over different teams within a regulated firm.
CaaS can help your business effortlessly manage, monitor & evidence all its regulatory promises. Our core strength lies in delivering a pragmatic and robust Middle Office compliance layer that seamlessly connects with the Front/Back Office compliance tooling (e.g. Sanctions screening, capital models etc.).
Got a specific question? Why not book an absolutely free consultation to explore how we can help solve your problem statement(s).Book Office Hours
For firms seeking regulatory permissions to sell financial products.
- Corporate Setup
- Directors' Readiness
- Regulatory Business Plan
- Regulated Roles
- and much more
Outsource R&C team
For firms looking for a fully managed outsourced Risk & Compliance team.
- Policy Suite Maintenance
- External Reporting
- Mandatory Training
- Risk Management
- and much more